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McNeill Nakamoto Recruitment Group

Our client is a leading Wealth Management firm, currently looking for a supportive, detailed and organized Compliance Officer to join their successful team. The ideal candidate is resourceful and able to efficiently assist with day-to-day operations while servicing a team of high-performing Financial Advisors. This is a 13-18 month contract position. 

Location: Vancouver, BC


  • Oversee and monitor daily/monthly account activity and ensure accuracy
  • Evaluate and approve documentation of new accounts
  • Monitor key issues and effectively follow-up on outstanding compliance items
  • Provide compliance policy guidance to branch office staff and Advisors
  • Assist with compliance policy enhancement and creation
  • Work with various departments to ensure compliance requirements are met and branch-related issues are addressed


  • Minimum 3 years of similar investment compliance experience
  • Post-secondary education is an asset; branch manager license and/or completion of CSC and CPH is an asset
  • In-depth knowledge of investment compliance, regulations and rules is required
  • Ability to work autonomously and within a team
  • Sharp eye for detail and strong analysis skills
  • Strong commitment to service and ability to provide support to Advisor networks
  • Proficiency in MS Office Suite

Individuals meeting the criteria above are encouraged to submit their resume by clicking on the "APPLY" button. McNeill Nakamoto is committed to recruiting with a focus on equal opportunity, diversity and inclusion. While we thank all candidates for their interest, only select individuals will be contacted for follow-up.


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About McNeill Nakamoto Recruitment Group

McNeill Nakamoto Recruitment Group (McNak) provides permanent and temporary recruitment services in the areas of Administration, Investment & Financial Services, Accounting, Marketing, Human Re...

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